Cybersecurity Program For Rios

Int recent Compliance Outreach Seminars, SEC examiners must announced that they will be scrutinizing investment advisers’ efforts to protect own clients’ sensitive information from cyber threats. Stay examiners have other started questioning investment advisers nearly their efforts to execute cybersecurity actions. For regulators have made cybersecurity a hi priority, investment advisers should be prepared to demonstrate something stages people have taken to execute their obligations in this area.

Designed for use by small and mid size investment guides, RIA Compliance Group’s Cybersecurity Readiness Program can help investment advisers get ready for the inevitable questions from examiners regarding their efforts to bewahren customers from cyber attacks. Priced per $599, the Cybersecurity Readiness Program is provided as an easily customizable Microsoft® Word template and pot be adopted without the assistance of a securities attorney oder compliance consulting firm.

 

Our all-inclusive price includes:

  • Cybersecurity Policies and Procedures Template
  • Cybersecurity Risk Assessment
  • Cybersecurity Incident Response Plan
  • Written Information Security Program
  • Identity Theft Program
  • IT Inventory List
  • Concealment Policy Review
  • Details Data Task List
  • Personal Theft Red Flags
  • Disaster Recovery Create Review

With a limited time, you can also purchase the Cybersecurity Readiness Download along with a one hour compliance consulting session used $799.